Audio and video education series
Becoming an independent RIA is a big decision—for your career and your clients. To help you evaluate the RIA model and Schwab, we’ve created a series of webcasts and podcasts that feature experts and advisors.
To hear a 15–30 minute interview with an advisor, listen to a podcast. For a deeper dive, select one of the one-hour webcasts, which feature advisors, third-parties, or experts at Schwab and include a downloadable presentation.
Decide if the RIA model is right for you
For many advisors, the RIA model offers more control over their practice, compensation and ongoing growth. But is it right for you?
Learn about how to set up your own firm
If you are exploring the path of starting your own independent practice, you probably have questions about what’s involved, the process and the support provided by Schwab.
Webcast: Launch your RIA Firm with Schwab Business Start-Up Solutions
Duration: 60 minutes
View the webcast
Webcast and Podcast: Legal and Compliance
Webcast: Answer the Technology Question
Duration: 60 minutes
View the webcast.
Transition your clients and assets to your new firm
If you decide to start or join an independent firm, a smooth transition is critical, and no one is as experienced as Schwab. We can help you set your expectations and guide you through the process step-by-step.
Schwab does not provide employment, legal, tax or regulatory compliance advice. You should consult your own legal, tax and compliance advisors. Some of the webcasts and podcasts listed on this page are presented by third parties who are not affiliated with or employed by Schwab or endorsed, supervised or recommended by Schwab.
Experiences reflected are not a guarantee of future performance or success and may not be representative of your experience.
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Listen to or download the podcast