What have been the rewards of dedicating the time and effort to starting your own firm?

Hear what David Bromelkamp, CEO of Allodium Investment Consultants in Minneapolis, MN, has to say.

Easing the Transition

Wes, Conversion Consultant
It can be a bit daunting for an advisor to leave a firm and go independent. We understand the anxiety that surrounds such an important career decision and have created a team specifically dedicated to easing the transition for our new clients.

Schwab helps the transition

Trevor Callan, CEO of Callan Capital talks about how Schwab played a critical support role in his firm’s transition to independence.

Colin Higgins of the Golub Group talks about the decision to go independent.

David Bromelkamp talks about flexibility and freedom.

Tools and Resources

A comprehensive view of resources that can help you get a better understanding of the RIA model and how Schwab can support your transition

Exploring the RIA Option
Learn more about what it means to be an RIA and if it is the right model for you.

Tools

Learn about the RIA model and Schwab using the RIA Tutorial

Use the Custodian Scorecard to track how potential custodians meet your critical needs

Webcast

View Understanding the Hybrid Model─A Sneak Peek for Advisors in Transition to see how this model can help you maintain both your brokerage and advisory business

Considerations: You and the RIA Option
Gain insight into the considerations for transitioning to the RIA model and how Schwab can help

Brochure

Learn more about key considerations for starting or joining a firm

Learn how Schwab can help make your move successful.

Case Study

Read commentary from three advisors who made the transition. M.J. Nodilo, Dorie Rosenband, David Bromelkamp.

Podcasts

Learn more about the legal and compliance considerations associated with RIA model

Hear an RIA detail the realities of the transition experience and client reactions

Tools

See what's involved to make the move to the RIA model.

Learn more about financial benefits and compare your current practice to the RIA model

Use the Go Independent Planning Tool to help plan your path to independence

Webcasts

Considering the RIA model? Learn how technology can transform your business.

Hear about proven legal and regulatory procedures used by other advisors. Listen to Navigate the Legal and Regulatory Landscape of the RIA Model

White Papers

Weigh the legal and regulatory considerations and requirements around going independent as an RIA. Download the Legal and Regulatory Considerations mini white paper

Learn which path is right for you by reading
a case for starting or joining a RIA firm

Download our white paper Understanding the Hybrid Practice
for information on the hybrid model

The Schwab Difference
Find out more about the ongoing support Schwab offers to RIAs

Audio Clip

Schwab staff talk about why it's exciting and rewarding to work with clients

Brochures

Gain insight into the stability Schwab's financial strength provides

Learn more about how Schwab's Business Consulting Services can help your business grow.

Demos

Get an introduction into Schwab's Sophisticated, yet easy-to-use trading tools

The Customizable Client Statements tool helps you decide which statement is best for you

Learn how Schwab's Business Consulting Services offers you the support needed to succeed

(0511-2873)
Experiences expressed by advisors may not be representative of the experiences of other advisors and is not a guarantee of future success. The mention of third party firms are not, and should not be construed as a recommendations, endorsement or sponsorship by Schwab. These firms are not affiliated with or employed by Schwab.

Learn more about the rewards of becoming an RIA.

All inquiries are confidential.

Frequently Asked Questions

Use our FAQ TOOL to learn about why advisors chose the RIA model and Schwab, as well as success stories.

"I think figuring out how do you want to participate, how do you want to serve clients, and then, in the end, knowing what's most important to you about doing this kind of work will help move all the details forward."

- Dorie Rosenband